CCM is on the search for Senior Financial Professionals

CCM is on the search for experienced, detail-oriented and deeply collaborative Senior Financial Professional who’s excited about working at a quick-moving, fast-growing company. Our team is obsessive about performance and client experience so it’s important that you’re passionate about these topics too. We are looking for someone to be a full member of our dynamic team. We would be glad if the right candidate lived in Long Island NY and could be in close contact with us, but we are open for remote candidates (satellite operation) as well.

The ideal candidate must have 3+ years experience and transferable ~$10+ million (book of business) and/or ~$100,000+ in 12 month gross production to be considered (Negotiable). Series 7 not required but a plus. Will not sponsor anyone at this time. Location: Ideally Long Island, NY. Remote work is also possible.

We’re looking for highly motivated, proven, achievement-driven individuals who want the opportunity to grow a financial services practice with the support and strength of one of the nation’s leading financial services firms.

Since 1998, Conrad Capital Management (CCM) has functioned as a Registered Investment Advisor (RIA), offering investment counseling to families, businesses, family offices, retirement plans, etc. across the country. The firm was founded by Donald E. Conrad, President and CEO, who has over thirty years’ experience within the financial services industry. Looking for financial advisors- both fee-based and/or Series 7 – who want to move their book to the independent channel.

Job Type: Full-time. Financial Professional required experience: minimum 3 years.

We are flexible with location, can accommodate office space or satellite office, and provide a support system that is already in place.

Payouts start at 50% and go up to 85% depending on individual circumstances.

Lead programs, individual rep branding, titles, web presence, E&O Insurance, the best full service compliance & operational support available in the industry, are just a few of the services available at CCM.

 

  • Private Wealth Management
  • Fiduciary Investment Adviser
  • Concierge Financial Services
  • Investment Portfolio Management
  • Alternative Investment Management
  • Insurance Planning Advisory Services
  • Retirement Plan/ 401K Advisory Services
  • Estate & Family Planning Advisory Services
  • Small & Medium Sized Business Specialty Services

If you are reading this and ready to apply, please email us with your resume, cover letter and in the header of the email title Sr. Financial Professional. We look forward to hearing from you!

CCM is looking for candidates in any USA time zone, anywhere in the United States of America. Remote work is possible! We are open to expending with second location. Unfortunately, we can not support international applicants at this time.

 

 


 

Investment Adviser
Double your payout, double your support, private offices, great marketing programs in place, one of the best office locations in the Hauppague/Islandia area. Best platforms. Celebrating our 17th year in business with over 34 years industry experience. Great company culture. ***Must have a book of business***

Will discuss private offices where appropriate.

Compensation: Negotiable. (Must have a book of business.)

Please send resume & cover letter to info@conradcapital.com

 


 

Alternative Investment Consultant
SEEKING: An Outside Sales Representative for the Alternative Investments division of a well-established, Five Star Rated, Independent, SEC Registered Investment Advisory Firm with corporate headquarters in the heart of Long Island (half-way between Manhattan and the Hamptons).

REQUIREMENTS:

  • Minimum 5 years of experience in the Financial Service industry, preferably Asset Management market
  • Understand the investment business culture, the players, and their interests, both Institutional and B2B
  • Proven yourself in a sales position for and know how to sell in the High Net Worth Individual and Institutional marketplace, as well as having good contacts in those spaces
    You are a good listener who wants to understant the client’s requests in order to advise on the best products and services.
  • Your presentation is firm and you know what you are talking about.
  • You have a strong drive to perform but know when to be patient.
  • Compensation: Negotiable.

Please send resume & cover letter to info@conradcapital.com

 


 

Director/Partner at CCM
An Employee-owned Firm, CCM, is looking for an exceptionally bright and motivated person to join our team. If you are looking for an opportunity to use your skills in new ways, in an environment that promotes free thinking, presents extreme challenges, and makes a real impact – CCM is the place for you.

OUR VALUES:
We believe it’s not only what you achieve that is important, but how you achieve it. That’s why we are proud of our culture of honesty and integrity. Actions are guided by our core values, which are found in our standards of business conduct policies and procedures manual.

RESPONSIBILITIES:
1. Manage the Consulting/Advisory products offered to CCM clients. The Director should “know their client”:
Across all product areas
Acoss all aspects of the interactions with Third party service providers, such as Prime brokers, Custodian Banks, Auditors, Administrators, Legal, trading systems ect..
Understand the clients’ internal processes
Understand the challenges and pressures that clients face in order to better work with them to overcome them
Be client’s point person of problem solving all issues
Navigate internal groups as required (and appropriate)
Ensure appropriate level of communication with client to retain clients and general referral business

2. To maintain and communicate market knowledge in order to ensure maximum efficiency across client community:

Understand technology offerings
Be first ‘to market to’ in communication of all industry changes and developments by maintaining contact with news media outlets
Use forums such as roundtables, breakfasts, and conferences to educate clients

3. Work with new clients to ensure smooth on-boarding of products. Work with Sales team on pitches when appropriate and to win new client business. Provide any training required to junior staff.

4. Manage the CCM Advisory Services Group, a team supporting the day-to-day requirements acting as a point of escalation for daily processing.

SKILLS REQUIRED:

  • The candidate must have an understanding of operational processes and technology in order to ensure knowledge within the group and communication out to the Client population remains current
  • The role requires extensive interaction with clients and the ability to maintain and build excellent client relationships is a priority.
  • The candidate must have the skills to be able to interact with a number of different types of firms across operations at all levels, small, mid etc.
  • A strong understanding of financial markets is required, a degree of derivatives knowledge would also be helpful
  • An understanding of clients’ requirements across operations is required
SKILLS DESIRED:

  • Due to the pressurized environment and the need to deal with issues on an ongoing basis it is necessary to maintain composure while remaining assertive when dealing with problems.
  • Ability to communicate in a clear and concise way is vital. In addition it is necessary to be able to adapt to client specific needs in a positive way
  • It is critical that the candidate have the ability to work as part of and to adapt to the needs of the team
COMPENSATION: To be discussed and will commensurate with experience

E-mail your resume or call: info@conradcapital.com /(631) 439-7878

Conrad Capital Management Disclosure